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Cambridge Investment Research, Inc. Compliance Internship in Fairfield, Iowa

Cambridge Investment Research Inc., one of the nation’s top independent broker-dealers, is actively looking for a person who has a passion for writing, research and attention to detail to join the Compliance Department as a summer 2021 intern. The intern works under the direction of Compliance leadership and functions as support for the Department.

At Cambridge, our purpose is to make a difference in the lives of our financial professionals, their investing clients, and our associates. Our values of integrity, commitment, flexibility, and kindness continue to guide us in the decisions we make together every day. For 39 years we’ve delivered innovative financial solutions while offering exciting career opportunities with ongoing professional development.

A national leader as a financial solutions firm, Cambridge’s commitment to long-term professional development in a unique small-town community makes this a one-of-a-kind opportunity. Cambridge has been honored 10 times by our associates as a ‘Top Workplace in Iowa’, and 13 times as ‘Broker-dealer of the Year’ by our financial professionals through Investment Advisor magazine. We are recognized among the leading firms in the financial advice industry as we serve over 3,600 independent financial professionals and hundreds of thousands of their investing clients across the country.

The Compliance Intern will work closely with both the Legal and Compliance Department, as well as other departments, on a wide range of projects. The intern will be given a variety of projects including: research and analysis of state and federal laws and self-regulatory organization rules; reports, data analysis and review; and interacting with other departments to focus on core projects and to help complete tasks resolve issues and/or improve processes and procedures related to legal and compliance matters. The Compliance Intern will have the opportunity to participate in a variety of ongoing continuous improvement projects specifically related to Compliance.

Ideal focus: Business Administration, Management, Pre-Law, Communications, Finance

Job ID: 2020-1178

External Company Name: Cambridge Investment Research, Inc.

External Company URL: https://www.joincambridge.com/home/

Telecommute: No

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